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OCTOBER 28, 2017

RETIREMENT PLANNING

What Exactly is “Retirement Plan Failure”?

Mark Miller

It’s tossed around routinely by financial professionals—but what does it really mean?

FULL ARTICLE

CAREERS

He Harassed. Later, I Responded.

Sallie Krawcheck

Sexual harassment is not just confined to the entertainment industry. Here’s what happened to Sallie Krawcheck.

FULL ARTICLE

WEALTH MANAGEMENT INDUSTRY AWARDS

Scenes from the 2017 Wealth Management Industry Awards

WealthManagement.com Staff

More than 350 people attended the third annual WealthManagement.com Industry Awards black-tie gala at The Plaza hotel in New York City on Oct. 11.

FULL ARTICLE

PEOPLE

Regulatory Chief Susan Axelrod Leaving FINRA

David H. Lenok

The longtime regulatory stalwart wants to pursue opportunities in the private sector.

FULL ARTICLE

ETFS

Start Thinking About Inflation

Brad Zigler

…And when you do, think about oil and gas, the top commodity driver of price growth. Among all long-only commodity exchange traded funds, these have the most exposure.

FULL ARTICLE

CAREERS

Don’t Be a Jerk

Mindy Diamond

Why a positive attitude often translates into a better deal.

FULL ARTICLE

INDUSTRY

Most TCA Advisors Happy with E*Trade Acquisition

Diana Britton

Most TCA advisors had a positive view of the news and weren’t worried about potential competition with the company’s discount brokerage.

FULL ARTICLE

PHILANTHROPY

A Potential Trap for New Private Foundations

Jeffrey D. Haskell

Avoid unnecessary delays and audits.

FULL ARTICLE

RETIREMENT PLANNING

The Impact of Rothification

Diana Britton

Eighty-seven percent of employees making $100,000 or more would be impacted by a $2,400 rothification threshold, a new EBRI report says.

FULL ARTICLE

TECHNOLOGY

Highlights from the Executive Forum: Advisor Tech in the Year 2020 Roundtable

Ryan W. Neal and David H. Lenok

Executives from technology vendors and wealth management firms discuss the future of the industry.

FULL ARTICLE

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