The SEC and Massachusetts collaborated on the investigation, which found the co-principals of Strategic Planning Group failed to disclose conflicts of interest.
Wholesalers are coming up with new ways to win your business, so we thought it was time to get an update on how advisors perceive the value being provided — or not being provided — by wholesalers. As a token of our appreciation for your participation, we’ll enter your name in a drawing for a $250 American Express gift card.