Morning Memo
Wealth Management Morning Memo

OCTOBER 20, 2020

REGULATION AND COMPLIANCE

What Happens to Reg BI Under a Biden Administration?

Many regulatory analysts think it is unlikely that the SEC would undergo yet another rule-making process, especially considering how long it took to design and implement the current rule. But in a "blue sweep," Congress may act.  

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ESTATE PLANNING

Overcome the Biggest Hurdle in Estate Planning

How to answer the inheritance question.

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SPONSORED CONTENT

How Do You Talk Politics?

See how talking politics with clients can benefit both of you.

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HIGH NET WORTH

Beastie Boys’ Mike D Is Selling His Mom’s $30 Million Art Collection

The estate of Hester Diamond, a longtime dealer, collector, and patron, will go on sale with Sotheby’s in January.

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SPONSORED CONTENT

Repositioning Value: From ROI to Return on Life

As investment advice becomes commoditized, comprehensive financial advice becomes the new standard.

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Wealthies Circle Spotlight

It’s time for a Human Capital Revolution

Is the next generation of leaders ready to run the firm? The short answer is unfortunately: No. Read this informative whitepaper from RIA consulting firm DeVoe & Company to learn more.

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The Daily Brief

TECHNOLOGY

TD Bank Lawsuit Accuses Plaid of Trademark Infringement

According to TD Bank, the fintech company unlawfully used TD’s name, trademarks and logos to obtain user’s banking information.

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INDUSTRY

$1B Tagge Rutherford Financial Group Joins LPL Financial

Tagge Rutherford Financial Group joined LPL Financial from Cetera

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HIGH NET WORTH

Rare Autograph Album up for Auction

The piece features over 400 hundred signatures from a dizzying variety of American historical figures.

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