WealthManagment.com Daily Memo
Wealth Management Daily Memo

NOVEMBER 22, 2021

INDUSTRY

What’s Behind Private Ocean’s Sale to Wealthspire?

The transaction represents a broader industry trend of larger RIAs giving up ownership and control.

FULL ARTICLE

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REGULATION AND COMPLIANCE

FINRA Rule Changes Let Out-Of-Work Registrants Keep Qualifications

The changes include allowing individuals to retain their qualifications for up to five years provided they keep up with continuing education mandates. FINRA believes the changes will help people more easily return to the industry after extended absences.

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SPONSORED CONTENT

Transitioning to Parametric Custom Core

Is your client considering a passive allocation to a Parametric Custom Core portfolio?

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ADVISOR INNOVATIONS PODCAST

How To Invest Sustainably with Jay Lipman

Jay Lipman shares how Ethic can help advisors construct portfolios that reflect clients' values.

Sponsored by LPL Financial

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REAL ESTATE

Highlights from A Guide to Commercial Real Estate Investment in 2022

This forum explored some of the strategies for investing in commercial real estate during a time of innovation.

FULL ARTICLE

SPONSORED CONTENT

The Power of Outsourcing Investment Management

We surveyed over 700 advisors and look at outsourcing by the numbers.

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Podcasts

CELEBRITY ESTATES PODCAST

Prince and Planning for Intellectual Property

David Lenok and Matthew Erksine discuss the relevance of protecting your intellectual property regardless of your celebrity status.

Sponsored by Parametric

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ADVISOR INNOVATIONS PODCAST

LPL’s Tom Murphy on the Firm’s Efforts Toward Modernizing the Advisor-Client Relationship

Tom Murphy gives an insider look into how LPL is arming advisors with investment and planning platforms to meet the changing demands.

Sponsored by LPL Financial

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SPONSORED WEBINAR

One-Stop Shopping for Hedged Large Cap Exposure

Join on Thursday, Dec. 2nd to learn how the ZEGA Buy and Hedge ETF (ZHDG) is more of a progressive approach versus the traditional 60/40 portfolio, and why it's an appropriate investment for goals-based investors with moderate risk profiles.

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