Wealth Management Daily Memo

NOVEMBER 9, 2021

Why Digital Assets Require Active Management

Peter Hans

Thoughtful active management can help provide real value in nascent, rapidly evolving markets, like digital assets.

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Regulation

FINRA Fines Aegis Capital $2.8 Million For Potentially Unsuitable Trading

Patrick Donachie

The firm’s sanctions include $1.7 million in restitution for harmed customers.

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Prospecting

The Stephen and Kevin Show: 10 Truths of Thought Leadership for Advisors

Stephen Boswell and Kevin Nichols

Actionable advice for your journey to building digital authority.

Investment

Kevin Durant Joins SPAC Game With Infinite Acquisition

Crystal Tse (Bloomberg)

Durant joins sports stars such as Shaquille O’Neal and Alex Rodriguez in venturing into SPACs.

Ten to Watch

PEOPLE

Ten to Watch in 2022: Melanie Senter Lubin

Patrick Donachie

Melanie Senter Lubin is Maryland Securities Commissioner, President of the North American Securities Administrators Association

PEOPLE

Ten to Watch in 2022: Matt Reiner

Davis Janowski

Matt Reiner is CEO and Co-founder of Benjamin; Partner at Wela Strategies LLC and Capital Investment Advisors