Wealth Management Morning Memo

JULY 5, 2019

Why Every Advisor Should Know the “Factor of Six” Rule

Matt Oechsli

Have each of your top clients introduced you to six people? Probably not, but that’s fixable.

College

Wealthy Parents and an SAT Freak-out

Lynn O'Shaughnessy

Five things advisors should know about the adversity index.

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SPONSORED CONTENT

Risks and Opportunities in Today’s Fixed Income Market and a Strategy to Take Advantage of Both

Sponsored by Thornburg Investment Management

A Q&A with Lon Erickson, Strategic Income Fund, Portfolio Manager.

Podcast

Independence 101

Mindy Diamond

An Introduction to Independence: Five Key Podcast Episodes to Jumpstart Your Knowledgebase

SPONSORED CONTENT

Fifth Annual Advisory Study: RIA Industry M&A

Sponsored by Nationwide Advisory Solutions

RIAs less bullish about M&A activity compared to prior years.

View the results.

The Daily Brief

Industry

LPL Adds Retirement Group With $1.1 Billion in Assets

Patrick Donachie

PacNorth Retirement Group is joining the IBD from Raymond James and cited its integrated platform as an important part of the decision.

Regulation

FINRA: Summit Did Not Review Excessive Trading Warnings

Patrick Donachie

Summit Brokerage Services will pay more than $550,000 in restitutions to clients who suffered losses, according to the FINRA action.

WealthManagement Digital Edition

Goldman Buys United Capital for $750 Million in Cash. What Does It Want?

READ MORE OF THE DAILY BRIEF