APRIL 12, 2019

REGULATION AND COMPLIANCE

Woodbridge Execs Arrested, Charged in $1.2 Billion Ponzi Scheme

Diana Britton

Woodbridge's former owner and directors of investments were arrested, accused of orchestrating a far-reaching Ponzi scheme that defrauded thousands of mostly elderly investors.

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INDUSTRY

Income of Wells Fargo's Wealth Management Unit Plunges

Michael Thrasher

One analyst asked if the bank's Wealth and Investment Management unit, which continues to lose advisors, was up for sale.

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