Wealth Management Daily Memo

AUGUST 3, 2018

REGULATION AND COMPLIANCE

Worried About Broker Conflicts? The SEC Isn’t

Elizabeth Warren

A plan to limit bad sales incentives doesn’t give investors the protection they need.

TECHNOLOGY

Fintech Report Card: July 2018

Aaron Klein

Riskalyze CEO Aaron Klein gives the thumbs up or thumbs down on the biggest news to hit advisor technology in the previous month.

SPONSORED CONTENT

5 Ways to Market to the Affluent Baby Boomer

Sponsored by American Portfolios

Marketing to the most affluent baby boomers is the key to growing your practice.

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ESTATE PLANNING

Five Simple Tips to Help Clients Avoid Probate

Harvey Bezozi

In the best of circumstances, probate is time consuming and expensive. In the worst, it is downright excruciating.