Morning Memo
Wealth Management Morning Memo

SEPTEMBER 11, 2019

INDUSTRY

XYPN Advisor Network Files Lawsuit to Stop Reg BI

The network, founded and led by Michael Kitces and Alan Moore, filed suit in New York's Southern District, claiming the SEC's Reg BI would give an unfair competitive advantage to brokers over registered investment advisors. 

FULL ARTICLE

HIGH NET WORTH

IRS Offers Tax Relief to Certain U.S. Expats

New procedures will benefit qualifying individuals whose tax debt doesn’t exceed $25,000.

FULL ARTICLE

SPONSORED CONTENT

What Advisors Should Know About Gender Differences

Understanding differences in communication between genders can strengthen your practice.

FULL ARTICLE

WEALTHCASTS

Michael Kitces' #FASuccess Podcast: Kristen Luke's Marketing Wheel

Kaliedo Creative Studio's Kristen Luke details what it takes to build the right marketing foundation.

LISTEN

SPONSORED CONTENT

Podcast: Get Equipped to Create Your Succession Plan

In this podcast, uncover steps that you can take to inch closer to having your complete succession plan.

LISTEN

The Daily Brief

TECHNOLOGY

Schwab Makes Improvements To Institutional Intelligent Portfolios

Simplified digital account conversion and larger number of available mutual funds and ETFs top the list.

FULL ARTICLE

PEOPLE

Federal Judge Orders Massachusetts RIA to Repay Investors $1.3 Million

A federal judge ordered Massachusetts investment advisor Michael J. Breton to repay investors for cherry picking profitable trades for himself, and sticking clients with the losers.

FULL ARTICLE

READ MORE OF THE DAILY BRIEF