WealthManagment.com Daily Memo
Wealth Management Daily Memo

SEPTEMBER 20, 2021

REGULATION AND COMPLIANCE

XYPN Urges SEC To Consider Rules Enhancing Broker/Advisor Separation

The two petitions ask the commission to revisit a 2007 proposed rule on whether investment advice can be "solely incidental" for brokers and to consider modernizing an aspect of the Investment Advisers Act of 1940.

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INDUSTRY

MAI Acquires Baltimore-Based Geier Asset Management

The acquisition, MAI's fourth this year, includes Winpoint Financial, a division of Geier that serves Major League Baseball athletes.

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SPONSORED CONTENT

Positioning Client Portfolios for a Potential Market Cycle Change

D.J. Tierney, discusses a potential market cycle change where value and international stocks may take over performance leadership from growth and domestic equities.

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EQUITIES

Retail Investors Are an Enigma for Many Wall Street Pros

Investing isn't about retail versus institutional investors, but rather about allocating capital to the most promising companies that can use it judiciously and effectively.

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ALTERNATIVE INVESTMENTS

Bitcoin Acts Less Like Digital Gold and More Like a Risky Stock

Bitcoin plunged as much as 11% on Monday as stock markets trembled in the wake of a potential default from China Evergrande Group.

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SPONSORED CONTENT

Tax Change Proposals: Six Things to Keep in Mind

What should we look for as “On-the-Go” Joe Biden squares off against the “Ramblin’ Republicans” and, ultimately, “Mighty Middling” Joe Manchin in the battle over infrastructure spending?

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Wealthies Circle Spotlight

Digital Wealth Platforms Can Help Financial Professionals with Client Onboarding

Your success can largely be determined by your ability to select and integrate the right digital wealth platform partner for your business.

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SPONSORED WEBINAR

Best Practices of a Data-Driven Wealth Management Leader

In this webinar on Sept. 21st, our presenters will discuss first-hand accounts on how to become more data-driven and strategic - without increasing operational costs or headcount. Learn how to dramatically reduce financial consolidation time to minutes, gain real-time insights, and more.

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