Harris or Trump: Different Regulatory Paths Impacting Advisors

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Wealth Management

NOVEMBER 05, 2024

REGULATION & COMPLIANCE

Harris or Trump: Different Regulatory Paths Impacting Advisors

Whether Kamala Harris or Donald Trump becomes President in January, their nominees for regulatory positions at the Labor Department and Securities and Exchange Commission will depend on electoral results for the Senate.

RIA NEWS

DeVoe: October Breaks Record for RIA M&A Activity

The RIA industry recorded the highest monthly volume on record for M&A deals, which DeVoe & Company attributed to firms’ anticipation of interest rate cuts.

WMIQ RESEARCH REPORT

Driving Firm Growth 2024

In partnership with Commonwealth Financial Network

Understanding the differing needs of younger and veteran advisors. Learn More >

RIA NEWS

Father-Son Duo Launch $750M AUM Chicago RIA

Mark and Steven Resnik have teamed up to lead Burling Wealth Partners, a Chicago RIA with over $750 million in AUM.

MUST READS

11 Investment Must Reads for this Week (Nov. 5, 2024)

BlackRock became the latest and largest asset manager to seek approval for an ETF share class on existing mutual funds. Morgan Stanley launched an investing index tied to prominent sports leagues globally. These are among the investment must reads we found this week for wealth advisors.

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