WealthManagment.com Daily Memo
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REGULATION AND COMPLIANCE | | | Patrick Donachie | Tara M. Brunst pleaded guilty to conspiracy to commit mail and wire fraud, mail fraud and three counts of wire fraud. She was originally charged in September 2020 with co-defendants Raymond A. Erker and Kevin Krantz. FULL ARTICLE |
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INDUSTRY | | Patrick Donachie | Elliott, the CFP Board’s first African American chair, outlines her priorities in the role, including a focus on proposed changes to the organization's appeals process and greater emphasis on enforcement. FULL ARTICLE |
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SPONSORED CONTENT | | Sponsored by LPL Financial | Download the comprehensive guide that addresses key questions and shares best practices. DOWNLOAD NOW |
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HIGH NET WORTH | | George Thacker | Advisors should consider revisiting this often-overlooked solution. FULL ARTICLE |
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EQUITIES | | Vlad Savov | News that GameStop is getting into the NFT business sent its stock soaring. FULL ARTICLE |
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